Here follows an overview of documents for due diligence purposes.
If you need to contact the involved parties, please do that in a responsible matter.
Also please use the documents respectfully.
CLAM VN ANTI-MONEY LAUNDERING/ COUNTER FINANCING OF TERRORISM/ COUNTER PROLIFERATION FINANCE POLICY
CLAM VN is a lawful enterprise in a full protection of Vietnam Law
Certificate of Registration (with apostille): Certificate of Registration.pdf
Proof of Office address: 90G Tran Quoc Toan Str., XuanHoa Ward, HCMC, Vietnam
Transaction Office: 3rd Fl – Harbour View Bld., 35 Nguyen Hue Str., Saigon Ward, HCMC, Vietnam
NON-BANKRUPTCY DECLARATION:
CONFESSION OF INNOCENCE (reaction to misinformation online):
Regaring bankrupcy:
Regaring an Articles of Association:
This is only for limited companies:
Partnership:
Business name: CÔNG TY TNHH CITY LIGHT ASSET MANAGEMENT VIETNAM
Registered address: 90G Tran Quoc Toan Str., XuanHoa Ward, HCMC, Vietnam
Transaction Office: 3rd Fl – Harbour View Bld., 35 Nguyen Hue Str., Saigon Ward, HCMC, Vietnam
Website: www.clam-vn.com
Office: +84 977 791 515
Country of registration: Vietnam
Registration number: 0318336876
Date of registration: 24th March 2024
We have placed CITYLIGHT AM CITYLIGHT ASSET MANAGEMENT (FRANCE) as partner:
Registration date: 1 Jan 2016
Company Number: 817 603 020
Registration agency: contact@citylightam.com (for verifications only) or https://https://www.citylightam.com/contact/
10 Rue de Penthievre 75008 Paris
CLAM VN adheres to very strict Due Diligence and Anti-Money Laundering Standards and Protocols.
City Light Asset Management Vietnam (CLAM VN), a recognized, lawful and asset management company, complies with international finance and banking laws, regulations, and protocols. CLAM VN proudly adheres to the UN mandate, The Global Programme against Money Laundering, Proceeds of Crime and the financing of Terrorism (GPML) and maintains a strict due diligence process, ascribing to The Financial Action Task Force (FATF) mandate against anti-money laundering, countering financing of terrorism, and countering proliferation finance (AML/CFT/CPF). Furthermore, CLAM VN follows the guidelines set forth in 2013 by the Egmont Group to utilize FIUs and information sharing.
CLAM VN ANTI-BRIBERY AND ANTI-CORRUPTION POLICY
CLAM VN has a zero tolerance towards all forms of bribery and corruption. Compliance with the provisions of anti-bribery and anti-corruption policy are mandatory. If a local law or a business unit imposes stricter requirements than those described in our Anti-bribery & anti-corruption policy, then the more stringent of the two shall need to be adhered to. The Anti-Bribery and Anti-Corruption laws in some of the significant geographies where our financial institution operates are as follows:
Domestic bribery (private to public) law in Vietnam, Wikipedia
Prevention of Corruption (Amendment) Act, 2018 (India)
UK Bribery Act 2010 (United Kingdom)
Prevention of Corruption Act, Singapore
Non-Compliance with the above laws is a serious criminal and civil offence and can result in the imposition of heavy fines and/or criminal prosecution and severe reputational damage. Hence, institution employees, joint ventures and their third Parties (like DSAs, Collection agents, and others) and suppliers are required to fully comply with the requirements of this policy.
Applicability of Anti-Bribery and Anti-Corruption Policy Anti- bribery and Anti-corruption policy, is applicable to all officials of FTAM, joint ventures, external and internal stakeholders working with or on behalf of our institution including across jurisdictions including but not limited to the following:
Employees: All CLAM VN board members, officers, directors, and employees (including permanent, temporary, casual / contract workers, interns, and trainees) at all grades and levels, centers and jurisdictions. The officials located at overseas locations will also be covered under this policy.
DSAs: All agents acting on behalf of CLAM VN, over phone, via internet or any other method or channel.
Collection Agents: All agents acting on behalf of CLAM VN pursuing payments of debts owed by individuals or businesses.
Vendors: All material and service providers to CLAM VN.
Customers: All current or prospective clients / customers of CLAM VN.
Others: Any other stakeholder working on behalf of CLAM VN not included in the above like third party agents, intermediaries, professional consultants etc…
CLAM VN DUE DILIGENCE REQUIREMENTS
Every transaction at CLAM VN have met and undergone strict AML rules and Due Diligence procedures by our Compliance Department. In addition, in accordance with Articles 2 through 5 of the Due Diligence conventions and the Federal Banking Commission Circular of December 1998, concerning the prevention of money laundering and Article 305 of the Swiss Criminal Code, all clients have provided/supplied to CLAM VN personal information, KYC (Know Your Client)/ CIS (Customer Information Sheet) for purposes of verification, of identity and activities of the participating member, and the nature and origin of the transactions which were taken.
